Description
Avoiding Insider Trading Risk Awareness Course discusses insider trading and the circumstances and types of transactions that can lead to violations of federal securities laws enforced by the Securities and Exchange Commission (SEC). Using a story-based format, the course describes what is and is not insider trading and outlines key responsibilities for minimizing risks of insider trading violations.
Syntrio
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This awareness course discusses insider trading and the circumstances and types of transactions that can lead to violations of federal securities laws enforced by the Securities and Exchange Commission (SEC). Using a story-based format, the course describes what is and is not insider trading and outlines key responsibilities for minimizing risks of insider trading violations.