Insider Trading Course
Last Updated 06/2024
English
Export to your LMS
Full Lifetime Access
Self-Paced
Finish in
30 mins!
Finish in
30 mins!
Made for for
Employees
only
Employees
only
Certificate
of Completion
of Completion
Mobile -
Friendly
Access
Friendly
Access
Description
This course on preventing Illegal insider trading is one of just a few on the market. Using clear, concise, easy-to-under language, this Insider Trading Course thoroughly outlines the law in layman's terms that every employee will understand. Insider Trading erodes public confidence in the fairness and integrity of the markets. As a result, the SEC aggressively enforces these laws. Make sure that your organization does end up on the evening news by training your employees on this often-misunderstood crime.
The course covers:
- What is illegal insider trading?
- What is legal insider trading?
- How the government tracks illegal activity.
- Every employees’ fiduciary responsibility to investors
- How anyone who uses privileged information (not just employees) can be charged under the law.
- How someone be charged for passing information even there was no personal benefit financially.
- How persons who fail to prevent illegal insider trading can be charged as controlling persons.
- Specific examples of actions and scenarios that are illegal.
- The consequences for violating the law.
- How to protect yourself from violating the law.
This course includes a full HD video and employee quiz.
Author
For 22 years, TrainingABC has provided high quality employee training content to companies, schools and government organizations around the world. Currently, over 2000 organizations use Trainingabc courses in their training.
Our courses focus on topics like HR compliance, customer service and leadership take complex topics and make them simple by using video. With sleek, modern, high-definition video, the courses break the language of the topic down into layman's terms making it much easier for employees to understand and retain information.
Insider Trading Course
Insider Trading
Frequently Asked Questions
This course is designed for employees who need to complete Insider Trading Course training
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 30 minutes to complete and can be paused and resumed at any time.
Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.
