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Insider Trading Awareness

Created by: HSI - Health & Safety Institute Top Author

5.0 2,315 views Prime

Last Updated 03/2021

English

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What you'll learn

Inform employees and executives about insider trading under Rule 10(b)(5) and what they should know to ensure that their employer will not be investigated for an insider trading violation.

What is Insider trading?

A direct impact on the economy can lead to unpredictability in the market for a lack of confidence.

Skills covered in this course

insider trading Rule 10(b)(5) insider trading violation insider training course insider training certification insider training certification course insider training awareness course insider training awareness certification insider training awareness training certification best insider training awareness course insider training awareness online training

Overview

Included Modules

FAQs

Description

This awareness course focuses on insider trading under Rule 10b-5 and what employees and executives must know to keep their employer clear of an investigation.

What this course covers:

How insider trading is defined under Rule 10b-5
What employees and executives need to watch for
Conduct that can trigger an investigation
How to keep your employer out of regulatory trouble

Aimed at employees and executives who handle sensitive company information.

System Requirements

See System Requirements in the Coggno Knowledge Base

Author

HSI - Health & Safety Institute

1960 Courses

Making the Workplace Safer and Smarter

HSI (Health & Safety Institute) is a recognized leader in Environmental, Health and Safety (EHS) and workforce development software, training, and compliance solutions.

HSI is your single-source partner for EHS, Compliance, and Professional Development solutions. HSI provides integrated e-learning content, training solutions, and cloud-based software designed to enable your business to improve safety, operations, and employee development. Across all industries, we help safety and technical managers, human resources, first responders, and operational leaders train and develop their workforce, keep workers safe, and meet regulatory and operational compliance requirements. We are a unique partner that offers a suite of cloud-based software solutions including learning management, safety management, chemical SDS management, and more, integrated with our content and training so businesses can not only monitor and manage multiple workflows in one system, but train employees via one partner.

Frequently Asked Questions

Rule 10b-5, the specific securities law provision the course uses to define insider trading and frame employee obligations.

The course covers what employees and executives need to watch for to keep their employer clear of an investigation.

Conduct that can trigger an investigation under Rule 10b-5, a specific focus of this awareness-level course.

It explains how to keep your employer out of regulatory trouble, framing insider trading awareness as an organizational responsibility, not just personal.

Employees and executives who handle sensitive company information and need Rule 10b-5 awareness specifically.

This course is designed for employees who need to complete Insider Trading Awareness training

Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.

The course takes approximately 20 minutes to complete and can be paused and resumed at any time.

Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.

Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.

Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).

Yes. The course is fully self-paced and available 24/7.

Yes. This course includes a knowledge check to reinforce learning and verify completion.

Learners have lifetime access from the date of purchase.

Yes. A preview is available so you can review the course format and content before purchasing.

Yes. Content is reviewed and updated as regulations and best practices change.

Yes. This course is available for free with an active Prime Subscription.

Yes. Refund requests can be submitted within 30 days of purchase.

Certificate of completion Full lifetime access

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Insider Trading Awareness

What you'll learn

Skills covered in this course

Overview

Included Modules