Insider Trading Course
30 min! Run Time
Employees
only
of Completion
Friendly
Access
What you'll learn
Description
One of the few courses of its kind, this insider trading course explains the law in plain, layman's terms every employee can follow. Insider trading erodes public confidence in fair markets, and the SEC enforces it aggressively, so make sure your organisation does not end up on the evening news.
What this course covers:
- What is illegal insider trading, and what is legal
- How the government tracks illegal activity
- Every employee's fiduciary responsibility to investors
- How tipping information can be charged even with no financial benefit
- How failing to prevent insider trading can lead to controlling-person liability
- Real scenarios, the consequences, and how to protect yourself
Includes a full HD video and employee quiz. Ideal for all-staff compliance training.
System Requirements
See System Requirements in the Coggno Knowledge Base
Author
For 22 years, TrainingABC has provided high quality employee training content to companies, schools and government organizations around the world. Currently, over 2000 organizations use Trainingabc courses in their training.
Our courses focus on topics like HR compliance, customer service and leadership take complex topics and make them simple by using video. With sleek, modern, high-definition video, the courses break the language of the topic down into layman's terms making it much easier for employees to understand and retain information.
Insider Trading Course
Frequently Asked Questions
The course explains, in plain terms every employee can follow, what counts as illegal insider trading versus legal trading, so staff at every level understand the line rather than relying on guesswork about what regulators actually prohibit when it comes to trading on nonpublic information.
It walks through how the government tracks illegal activity, giving employees a sense of how enforcement actually works instead of leaving insider trading rules as an abstract legal warning nobody applies to real trading decisions inside the organization.
The course covers every employee's fiduciary responsibility to investors, framing insider trading not just as a legal risk but as a breach of trust owed to the people who put money into the markets the company operates within, no matter their role or seniority.
Yes. The course covers how tipping information can be charged even with no financial benefit to the person who shared it, a detail many employees assume does not apply if nobody profited from the tip, and it explains why that assumption is wrong.
The course explains how failing to prevent insider trading can lead to controlling-person liability for the organization itself, and it uses real scenarios and their consequences to show employees how to protect themselves and the company from that exposure.
