Regulation W
Last Updated 10/2025
English
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12 min! Run Time
12 min! Run Time
Made for for
Employees
only
Employees
only
No Certificate
Provided
Provided
What you'll learn
Break down the two key sections to the regulation: sections 23A and 23B.
Touch on the applicability of Regulation W on foreign banks and go over amendments made through the Dodd-Frank Act.
Skills covered in this course
Description
Regulation W sets quantitative limits and requirements on loans, asset purchases and other transactions between banks and their affiliates.
What this course covers:
- Key terms: affiliate and covered transaction
- How to determine when Regulation W applies
- Sections 23A and 23B of the regulation
- Application to foreign banks and Dodd-Frank amendments
For bank compliance staff who manage affiliate transactions under Regulation W.
System Requirements
See System Requirements in the Coggno Knowledge Base
Author
Making the Workplace Safer and Smarter
HSI (Health & Safety Institute) is a recognized leader in Environmental, Health and Safety (EHS) and workforce development software, training, and compliance solutions.
HSI is your single-source partner for EHS, Compliance, and Professional Development solutions. HSI provides integrated e-learning content, training solutions, and cloud-based software designed to enable your business to improve safety, operations, and employee development. Across all industries, we help safety and technical managers, human resources, first responders, and operational leaders train and develop their workforce, keep workers safe, and meet regulatory and operational compliance requirements. We are a unique partner that offers a suite of cloud-based software solutions including learning management, safety management, chemical SDS management, and more, integrated with our content and training so businesses can not only monitor and manage multiple workflows in one system, but train employees via one partner.
Regulation W
Regulation W
Regulation W establishes quantitative limits and other requirements for loans, purchases of assets, and other transactions between financial institutions and their affiliates. In this course, we'll define two key terms you'll need to know in order to comply with Regulation W: affiliate and covered transaction. We'll discuss how to determine when Regulation W applies. We'll break down the two key sections to the regulation: sections 23A and 23B. Lastly, we'll touch on the applicability of Regulation W on foreign banks and go over amendments made through the Dodd-Frank Act.
Frequently Asked Questions
Regulation W sets quantitative limits and requirements on loans, asset purchases, and other transactions between banks and their affiliates.
The course defines key terms including affiliate and covered transaction, and explains how to determine when the regulation applies.
It covers Sections 23A and 23B of the regulation.
The course addresses how Regulation W applies to foreign banks, along with the amendments made under Dodd-Frank.
It's for bank compliance staff who manage affiliate transactions under Regulation W.
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 12 minutes to complete and can be paused and resumed at any time.
No. This course does not include a certificate of completion.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.
