Online Courses Financial Compliance Banking Compliance Regulation E

Regulation E

Created by: HSI - Health & Safety Institute Top Author
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Last Updated 11/2022
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What you'll learn

Changes in July 2010
Regulation E: Overview
Regulation E: Electronic Check Conversion
Regulation E: Disclosures Part 1
Regulation E: Disclosures Part 2
Regulation E: Electronic Transaction Overdraft Services Opt-In
Regulation E: Issuance of Access Devices
Regulation E: Error Resolution and Consumer Liability Part 1
Regulation E: Error Resolution and Consumer Liability Part 2
Regulation E: Error Resolution and Consumer Liability Part 3
Regulation E: Receipts and Periodic Statements
Regulation E: Preauthorized Transfers
Regulation E: The Prepaid Rule Part 1
Regulation E: The Prepaid Rule Part 2

Skills covered in this course

Description

In November 2009 the Federal Reserve Board amended Regulation E to limit overdraft fees on ATM and one-time debit card transactions unless the consumer opts in. This course explains that change.

What this course covers:

  • The 2009 Regulation E amendment on overdraft fees
  • How the opt-in requirement works for ATM and one-time debit transactions
  • Why affirmative consumer consent matters
  • How the rule protects consumers on electronic transfers

Built for financial institution staff who need to apply Regulation E's overdraft opt-in rules correctly.

System Requirements

See System Requirements in the Coggno Knowledge Base

Author

HSI - Health & Safety Institute

2000 Courses

Making the Workplace Safer and Smarter
HSI (Health & Safety Institute) is a recognized leader in Environmental, Health and Safety (EHS) and workforce development software, training, and compliance solutions.
HSI is your single-source partner for EHS, Compliance, and Professional Development solutions. HSI provides integrated e-learning content, training solutions, and cloud-based software designed to enable your business to improve safety, operations, and employee development. Across all industries, we help safety and technical managers, human resources, first responders, and operational leaders train and develop their workforce, keep workers safe, and meet regulatory and operational compliance requirements. We are a unique partner that offers a suite of cloud-based software solutions including learning management, safety management, chemical SDS management, and more, integrated with our content and training so businesses can not only monitor and manage multiple workflows in one system, but train employees via one partner.

Regulation E

Changes in July 2010
Changes in July 2010

In November 2009, the Federal Reserve Board amended Regulation E to change how banks may charge overdraft fees on ATM and one-time debit card transactions, with the rules taking effect July 1, 2010.

What this course covers:

  • The Regulation E amendment and why it was made
  • Overdraft fees on ATM and one-time debit card transactions
  • The consumer opt-in, or affirmative consent, requirement
  • What changed when the rules took effect on July 1, 2010

Ideal for banking staff who handle overdraft programs and consumer accounts.

Regulation E: Overview
Regulation E: Overview

Regulation E, which implements the Electronic Fund Transfer Act, protects consumers and institutions as electronic banking expands.

What this course covers:

  • The disclosures institutions must give consumers
  • Guidelines for issuing access devices like debit cards
  • Consumer and bank liability when errors occur
  • Overdraft protections, receipts, statements and prepaid account rules

The ideal starting point for staff before the detailed Regulation E modules.

Regulation E: Electronic Check Conversion
Regulation E: Electronic Check Conversion

New technology now turns a paper check into an electronic transfer, or e-check, removing much of the old processing delay.

What this course covers:

  • How electronic check conversions (ECKs) work under Regulation E
  • ECK transactions and MICR encoding
  • Consumer authorization requirements
  • Payee responsibilities in the conversion process

For banking staff who handle check processing and electronic fund transfers.

Regulation E: 03. Disclosures Part 1
Regulation E: 03. Disclosures Part 1
We know that Regulation E implements the Electronic Funds Transfer Act, the types of transfers the regulation does and does not protect, and why it's important as a financial institution to adhere to the guidelines. Regulation E also sets forth 11 disclosures, so in this course, we'll take a look at these individually so you can understand what a financial institution is required to disclose to its customers. One of the most important acts of compliance is to promptly and accurately communicate the content of these disclosures, so we'll also discuss disclosure requirements, including formatting, options, timing, and content.
Regulation E: Disclosures Part 2
Regulation E: Disclosures Part 2

Building on Disclosures Part 1, this course drills into four specific Regulation E disclosures that consumers rely on.

What this course covers:

  • Disclosures for changes to account terms
  • ATM fee disclosure requirements
  • Overdraft service fee disclosures
  • Gift card disclosure rules under Regulation E

Built for financial institution staff who prepare and review consumer disclosures.

Regulation E: Electronic Transaction Overdraft Services Opt-In
Regulation E: Electronic Transaction Overdraft Services Opt-In

Before July 2010, banks could cover an overdrawn electronic transaction and charge a fee without the consumer's consent. Regulation E changed that.

What this course covers:

  • Why the overdraft opt-in rule was added to Regulation E
  • What overdraft coverage on electronic transactions means
  • How consumers opt in to this coverage
  • What the rule means for institutions and their customers

Built for staff who manage overdraft services and consumer accounts.

Regulation E: Error Resolution and Consumer Liability Part 1
Regulation E: Error Resolution and Consumer Liability Part 1

Errors happen, and Regulation E sets out exactly how financial institutions must handle them.

What this course covers:

  • What constitutes an error and what does not
  • How to investigate an error once it is reported
  • What information is needed and how quickly
  • The four-step error resolution process

Designed for institution staff who receive and resolve consumer error claims.

Regulation E: 06. Issuance of Access Devices
Regulation E: 06. Issuance of Access Devices
Under Regulation E, an access device is a card, code, or other means of access to a consumer's account that may be used by the consumer to initiate electronic funds transfers (EFTs). Recognizable forms would be your debit card or personal identification number (PIN) used to access internet banking to initiate a transfer. In this program, we'll talk about the issuance of access devices and what's required under Regulation E.
Regulation E: Error Resolution and Consumer Liability Part 2
Regulation E: Error Resolution and Consumer Liability Part 2

Once an error is investigated, the question becomes how much liability the consumer carries. This course covers cases where an access device is involved.

What this course covers:

  • How consumer liability works under Regulation E
  • Liability levels when an access device is involved
  • The different tiers of liability and what triggers them
  • Real-life scenarios that show liability in practice

For institution staff who determine consumer liability on disputed transactions.

Regulation E: Error Resolution and Consumer Liability Part 3
Regulation E: Error Resolution and Consumer Liability Part 3

This final part of the series examines consumer liability when no access device is involved in the disputed transaction.

What this course covers:

  • How liability differs without an access device
  • The tiers of consumer liability that apply
  • What determines the consumer's level of liability
  • Real-life examples that clarify each tier

Built for institution staff resolving errors and assigning consumer liability.

Regulation E: Receipts and Periodic Statements
Regulation E: Receipts and Periodic Statements

Consumers track their electronic transactions through receipts and periodic statements, so Regulation E sets clear rules for both.

What this course covers:

  • What must appear on EFT terminal receipts
  • Terminal receipt exceptions under Regulation E
  • Periodic statement content requirements
  • The exceptions to periodic statement rules

Built for institution staff who produce receipts and account statements.

Regulation E: Preauthorized Transfers
Regulation E: Preauthorized Transfers

A preauthorized electronic fund transfer recurs at regular intervals, such as a direct-deposited paycheck or an automatic monthly bill payment.

What this course covers:

  • What Regulation E says about recurring preauthorized transfers
  • Rules for transfers to and from a consumer's account
  • How consumers can stop preauthorized payments
  • Notice requirements for transfers of varying amounts

For institution staff who set up and manage recurring EFT arrangements.

Regulation E: The Prepaid Rule Part 1
Regulation E: The Prepaid Rule Part 1

As prepaid cards became widely popular, Regulation E was expanded to protect prepaid accounts.

What this course covers:

  • Which prepaid accounts and cards are covered, and which are not
  • Error resolution and liability limitations for prepaid accounts
  • Exceptions that apply to unverified prepaid accounts
  • Required changes to periodic statements and the alternatives

For institution staff who manage prepaid card and account programs.

Regulation E: The Prepaid Rule Part 2
Regulation E: The Prepaid Rule Part 2

Continuing from Part 1, this course focuses on the disclosure and credit-related requirements of the Prepaid Rule.

What this course covers:

  • Pre-acquisition disclosures and when they are required
  • Formatting and content requirements for those disclosures
  • How hybrid prepaid credit cards are treated
  • Where to find helpful resources on the Prepaid Rule

For institution staff implementing prepaid account disclosures and programs.

Frequently Asked Questions

This course is designed for employees who need to complete Regulation E training

Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.

The course takes approximately 122 minutes to complete and can be paused and resumed at any time.

Yes. Learners receive a downloadable certificate upon successful completion, which can be used for compliance records and audits.

Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.

Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).

Yes. The course is fully self-paced and available 24/7.

Yes. This course includes a knowledge check to reinforce learning and verify completion.

Learners have lifetime access from the date of purchase.

Yes. A preview is available so you can review the course format and content before purchasing.

Yes. Content is reviewed and updated as regulations and best practices change.

Yes. This course is available for free with an active Prime Subscription.

Yes. Refund requests can be submitted within 30 days of purchase.

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