Regulation O
16 min! Run Time
Employees
only
of Completion
What you'll learn
Skills covered in this course
Description
Regulation O governs loans and extensions of credit that federally insured institutions make to their own executive officers, directors, and principal shareholders. This course explains who and what it covers.
What this course covers:
- Who Regulation O applies to, from executives to principal shareholders
- How it governs loans to insiders and their controlled companies
- Why it exists to prevent preferential treatment
- What actions the regulation prohibits
Built for compliance and lending staff at federally insured financial institutions.
System Requirements
See System Requirements in the Coggno Knowledge Base
Author
Regulation O
Regulation O governs when and how a financial institution can lend to its own officers. This course takes a deeper dive into the detailed rules.
What this course covers:
- The specific rules and requirements of Regulation O
- What counts as a legitimate insider transaction
- How lending limits apply to officers
- The additions made to Regulation O through the Dodd-Frank Act
Ideal for lending and compliance professionals who need the finer points of Regulation O.
Frequently Asked Questions
Regulation O applies to loans and extensions of credit that federally insured institutions make to their own executive officers, directors, and principal shareholders.
The course covers how the regulation governs loans to insiders and to companies those insiders control.
It explains why the regulation exists in the first place: without it, insiders could receive loan terms unavailable to ordinary customers.
The course reviews what actions Regulation O prohibits when an institution lends to an insider.
It's built for compliance and lending staff at federally insured financial institutions.
