Online Courses Financial Compliance Banking Compliance Regulation O: Rules and Regulations of Regulation O

Regulation O: Rules and Regulations of Regulation O

Created by: HSI - Health & Safety Institute Top Author

5.0 1,613 views Prime

Last Updated 11/2022

English

Full Lifetime Access

Finish in
8 min! Run Time

Made for for
Employees
only

No Certificate
Provided

What you'll learn

Apply Regulation O to lending involving an institution's own officers

Identify when insider lending restrictions are triggered

Document insider credit decisions to meet regulatory expectations

Skills covered in this course

Regulation banking rules and regulation HSI-ej4

FAQs

Description

Regulation O governs when and how a financial institution can lend to its own officers. This course takes a deeper dive into the detailed rules.

What this course covers:

The specific rules and requirements of Regulation O
What counts as a legitimate insider transaction
How lending limits apply to officers
The additions made to Regulation O through the Dodd-Frank Act

Ideal for lending and compliance professionals who need the finer points of Regulation O.

System Requirements

See System Requirements in the Coggno Knowledge Base

Author

HSI - Health & Safety Institute

2000 Courses

Making the Workplace Safer and Smarter

HSI (Health & Safety Institute) is a recognized leader in Environmental, Health and Safety (EHS) and workforce development software, training, and compliance solutions.

HSI is your single-source partner for EHS, Compliance, and Professional Development solutions. HSI provides integrated e-learning content, training solutions, and cloud-based software designed to enable your business to improve safety, operations, and employee development. Across all industries, we help safety and technical managers, human resources, first responders, and operational leaders train and develop their workforce, keep workers safe, and meet regulatory and operational compliance requirements. We are a unique partner that offers a suite of cloud-based software solutions including learning management, safety management, chemical SDS management, and more, integrated with our content and training so businesses can not only monitor and manage multiple workflows in one system, but train employees via one partner.

Frequently Asked Questions

This course takes a deeper dive into the specific rules and requirements of Regulation O, covering when and how a financial institution can lend to its own officers.

It explains what counts as a legitimate insider transaction under the regulation.

The course covers how lending limits apply specifically to officers.

It reviews the additions made to Regulation O through the Dodd-Frank Act.

It's ideal for lending and compliance professionals who need the finer points of Regulation O.

Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.

The course takes approximately 8 minutes to complete and can be paused and resumed at any time.

No. This course does not include a certificate of completion.

Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.

Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).

Yes. The course is fully self-paced and available 24/7.

Yes. This course includes a knowledge check to reinforce learning and verify completion.

Learners have lifetime access from the date of purchase.

Yes. A preview is available so you can review the course format and content before purchasing.

Yes. Content is reviewed and updated as regulations and best practices change.

Yes. This course is available for free with an active Prime Subscription.

Yes. Refund requests can be submitted within 30 days of purchase.

Self-paced, start anytime Full lifetime access

Licenses

This course + 10,000 more, org-wide Assign courses, track completions, export audit-ready reports Full LMS included — no per-feature fees

Start Team Subscription

Browse by category

Regulation O: Rules and Regulations of Regulation O

What you'll learn

Skills covered in this course

Overview