Regulation O: Introduction to Regulation O
Last Updated 10/2025
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8 min! Run Time
8 min! Run Time
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Employees
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Employees
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No Certificate
Provided
Provided
What you'll learn
Regulation O is designed to provide checks and balances for high-level executives of the FI ladder, to ensure that they don't receive preferential treatment when receiving loans and credit.
Discuss whom the regulation applies to and what actions are prohibited.
Skills covered in this course
Description
This introductory module opens the Regulation O series. It explains the purpose of the regulation and who falls under its rules.
What this course covers:
- The purpose of Regulation O as a check on insider lending
- Who the regulation covers, including directors and principal shareholders
- How it prevents preferential loan treatment for executives
- The prohibited actions to watch for
A clear starting point for learners beginning the Regulation O series.
System Requirements
See System Requirements in the Coggno Knowledge Base
Author
Making the Workplace Safer and Smarter
HSI (Health & Safety Institute) is a recognized leader in Environmental, Health and Safety (EHS) and workforce development software, training, and compliance solutions.
HSI is your single-source partner for EHS, Compliance, and Professional Development solutions. HSI provides integrated e-learning content, training solutions, and cloud-based software designed to enable your business to improve safety, operations, and employee development. Across all industries, we help safety and technical managers, human resources, first responders, and operational leaders train and develop their workforce, keep workers safe, and meet regulatory and operational compliance requirements. We are a unique partner that offers a suite of cloud-based software solutions including learning management, safety management, chemical SDS management, and more, integrated with our content and training so businesses can not only monitor and manage multiple workflows in one system, but train employees via one partner.
Regulation O: Introduction to Regulation O
Regulation O: Introduction to Regulation O
Regulation O applies to all federally insured financial institutions, governing loans and extensions of credit to their executive officers, directors, principal shareholders, and to the companies controlled by them. In a nutshell, Regulation O is designed to provide checks and balances for high-level executives of the FI ladder, to ensure that they don't receive preferential treatment when receiving loans and credit. In this course, we'll discuss whom the regulation applies to and what actions are prohibited.
Frequently Asked Questions
This introductory module opens the Regulation O series by explaining the regulation's purpose as a check on insider lending.
It covers who falls under the regulation's rules, including directors and principal shareholders.
The course explains how the regulation works to prevent preferential loan treatment for executives.
It flags the prohibited actions learners should watch for once they move into insider lending situations.
It's designed as a clear starting point for learners beginning the Regulation O series.
This course is designed for employees who need to complete Regulation O: Introduction to Regulation O training
Yes. This course is designed to meet applicable federal requirements and commonly mandated state standards. Always confirm specific state or industry requirements with your local regulations.
The course takes approximately 8 minutes to complete and can be paused and resumed at any time.
No. This course does not include a certificate of completion.
Yes. You can assign this course to individuals or groups using Coggno’s LMS, or purchase multiple seats for your team.
Yes. This course can be exported for delivery in most learning management systems (SCORM compatible).
Yes. The course is fully self-paced and available 24/7.
Yes. This course includes a knowledge check to reinforce learning and verify completion.
Learners have lifetime access from the date of purchase.
Yes. A preview is available so you can review the course format and content before purchasing.
Yes. Content is reviewed and updated as regulations and best practices change.
Yes. This course is available for free with an active Prime Subscription.
Yes. Refund requests can be submitted within 30 days of purchase.
